Drew T. Kagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Terrill Kagan was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1986. Drew had worked at 7 firms and has passed the Series 63, Series 7, Series 28, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2003 - September 30, 2005
PCXTRADE, LLC
February 4, 2003 - September 12, 2005
ADVANZ SECURITIES, INC.
August 22, 2000 - April 12, 2013
MONTECITO ADVISORS, INC.
April 2, 1997 - January 2, 2004
INVESTMENT AFFILIATE, INC.
April 9, 1992 - March 7, 1997
LUMENT SECURITIES, LLC
November 3, 1989 - March 16, 1992
U.S. BANCORP INVESTMENTS, INC.
August 29, 1986 - July 25, 1989
SOCIETY INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/16/1997
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PCXTRADE, LLC
CRD#: 40297 / SEC#: , 8-49002
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
