Carol A. Mulcahy
Professional summary
Carol Ann Mulcahy is a registered financial advisor currently at DESTINY WEALTH PARTNERS, LLC located in Tavares, Florida.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Carol has worked at 19 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Ann Mulcahy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2020 - Present
DESTINY WEALTH PARTNERS, LLC
Office #1: 2100 Lake Eustis Dr., Tavares, FL 32778May 2, 2019 - July 1, 2020
CWM, LLC
May 2, 2019 - January 7, 2021
RUGGIE WEALTH MANAGEMENT
July 23, 2014 - December 8, 2017
THE INVESTMENT COUNSEL COMPANY OF NEVADA
May 28, 2014 - August 20, 2014
FIRST COMMAND BROKERAGE SERVICES, INC.
October 4, 2010 - October 11, 2012
BARCLAYS CAPITAL INC.
October 4, 2010 - October 11, 2012
BARCLAYS CAPITAL INC.
March 16, 2010 - September 30, 2010
CHASE INVESTMENT SERVICES CORP.
February 1, 2010 - September 30, 2010
CHASE INVESTMENT SERVICES CORP.
February 25, 2008 - August 6, 2008
CUMBERLAND BROKERAGE CORPORATION
June 21, 2006 - January 16, 2009
CUMBERLAND ADVISORS
October 1, 2004 - May 23, 2006
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
May 21, 2004 - March 6, 2006
ADVEST, INC.
April 5, 2004 - March 6, 2006
ADVEST, INC.
April 6, 2000 - November 29, 2001
FIDELITY BROKERAGE SERVICES LLC
September 18, 1996 - November 28, 2001
NATIONAL FINANCIAL SERVICES LLC
April 14, 1994 - October 17, 1995
BAYBANKS BROKERAGE SERVICES, INC.
May 24, 1993 - April 14, 1994
SEI INVESTMENTS DISTRIBUTION CO.
May 10, 1991 - May 28, 1993
DEAM INVESTOR SERVICES, INC.
November 29, 1990 - April 30, 1991
COLUMBIA FINANCIAL CENTER INCORPORATED
February 27, 1987 - April 24, 1987
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
May 16, 1986 - February 23, 1987
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
DESTINY WEALTH PARTNERS, LLC
CRD#: 171346 / SEC#: 801-79789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2020)
Exams
Series 8
Date: 11/3/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
DESTINY WEALTH PARTNERS, LLC
CRD#: 171346 / SEC#: 801-79789
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,030 |
| AUM (Assets Under Management) | $ 1,125,679,810 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
