Edward B. Jefferson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Brian Jefferson, who also goes by Ed Jefferson, Edward Brian Jefferson, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1987. Edward had worked at 19 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2012 - March 11, 2013
KIPLING JONES & CO., LTD.
February 7, 2008 - June 21, 2010
KIPLING JONES & CO., LTD.
May 23, 2007 - January 7, 2008
THE NORTHSTAR GROUP, INC.
July 11, 2002 - March 19, 2007
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 7, 2000 - March 8, 2005
SBK-BROOKS INVESTMENT CORP.
October 26, 1998 - August 15, 2000
COASTAL SECURITIES, INC.
January 24, 1997 - November 9, 1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 2, 1997 - January 24, 1997
COASTAL SECURITIES, INC.
January 22, 1996 - March 17, 1997
LLAMA COMPANY
April 12, 1995 - February 6, 1996
LEGG MASON WOOD WALKER, INCORPORATED
August 30, 1994 - April 27, 1995
MERIDIAN, DUNHILL & CO., INC.
June 3, 1994 - September 1, 1994
MERIDIAN SECURITIES, INC.
February 21, 1994 - May 23, 1994
VIPO SECURITIES
April 8, 1991 - March 4, 1994
GSC SECURITIES, INC.
February 22, 1991 - March 4, 1994
GOVERNMENT SECURITIES CORPORATION
April 16, 1990 - February 26, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 13, 1989 - March 13, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
May 6, 1988 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
December 1, 1987 - March 8, 1988
WESTCAP SECURITIES, L.P.
December 1, 1987 - March 9, 1988
WESTCAP GOVERNMENT SECURITIES, INC.
March 24, 1987 - April 15, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIPLING JONES & CO., LTD.
CRD#: 144730 / SEC#: , 8-67672
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RJJ HOLDINGS, LLC | LIMITED PARTNER, CLASS A | |
| LINE STREET HOLDINGS, LLC | LIMITED PARTNER, CLASS A | |
| JONESCAP, LLC | GENERAL PARTNER | |
| ROACH, ROBERT GARFIELD JR | DESIGNATED PRINCIPAL & CCO | 2731222 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
