Thomas B. Mcenaney

CATALYST INVESTMENT MANAGEMENT LLC

Pownal, ME 04660

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CRD#: 1467923

Professional summary

Thomas Brian Mcenaney, CFP® is a registered financial advisor currently at CATALYST INVESTMENT MANAGEMENT LLC located in Pownal, Maine.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Thomas has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Brian Mcenaney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 11, 2020 - Present

CATALYST INVESTMENT MANAGEMENT LLC

Office #1: 323 Hodsdon Road, Pownal, ME 04660

RIA

CRD#: 298122

Pownal, ME

Past

July 12, 2012 - October 7, 2020

MAINE FINANCIAL ADVISORS, INC.

RIA

CRD#: 119191

PORTLAND, ME

Past

May 19, 2004 - August 15, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

PORTLAND, ME

Past

May 14, 2004 - August 12, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PORTLAND, ME

Past

February 19, 2003 - April 26, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PORTLAND, ME

Past

July 6, 1992 - April 26, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 10, 1990 - January 28, 1992

BANGOR SECURITIES, INC.

CRD#: 4302

PORTLAND, ME

Past

October 26, 1987 - February 27, 1990

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 19, 1986 - July 9, 1987

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CATALYST INVESTMENT MANAGEMENT LLC

CATALYST FINANCIAL ADVISORY LLC | CATALYST INVESTMENT MANAGEMENT LLC

CRD#: 298122 / SEC#: 801-127508

RIA

Registered Investment Advisory firm - (3/23/2023 Approved)

Florida

Registered Investment Advisory firm - (4/4/2023 Terminated)

Maine

Registered Investment Advisory firm - (5/31/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/4/2023 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(10/11/2020)

IAR

New Hampshire
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/28/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CATALYST INVESTMENT MANAGEMENT LLC

CATALYST FINANCIAL ADVISORY LLC | CATALYST INVESTMENT MANAGEMENT LLC

CRD#: 298122 / SEC#: 801-127508

RIA

Registered Investment Advisory firm - (3/23/2023 Approved)

Florida

Registered Investment Advisory firm - (4/4/2023 Terminated)

Maine

Registered Investment Advisory firm - (5/31/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/4/2023 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2023 Terminated)

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Contact information

Main Address

Windham, NH

Mailing Address

Phone number

(603) 952-1209

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CATALYST DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (4/28/2025)

Regulatory assets under management

Total Number of Accounts	204
AUM (Assets Under Management)	$ 121,999,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas B. Mcenaney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Brian Mcenaney's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINE FINANCIAL ADVISORS, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BANGOR SECURITIES, INC.

MORGAN STANLEY DW INC.

BLINDER, ROBINSON & CO., INC.

Primary Firm SEC Registration

CATALYST INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2002

Series 63

Date: 4/11/1986

Series 7

Date: 3/15/1986

Series 8

Date: 4/28/1995

Current Firm

CATALYST INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CATALYST INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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