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Gregory A. Dexter
TIER ONE WEALTH MANAGEMENT
LONE TREE, CO 80124
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CRD#: 1467645
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Professional summary
Gregory Allen Dexter, AIF® is a registered financial advisor currently at TIER ONE WEALTH MANAGEMENT located in Lone Tree, Colorado.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gregory has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. LONE TREE, COLORADO. START DATE: 10/2012. LESS THAN 5 HOURS/MONTH OUTSIDE SECURITIES TRADING HOURS. LESS THAN 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 2. ORGANIC PRODUCT SOLUTIONS, LLC, LONE TREE, CO - SPRAY TANNING SERVICE AND BEAUTY PRODUCTS. FAMILY OPERATION OF SPRAY TANNING SALONS AND PRODUCT SALES. LONE TREE, COLORADO. START DATE: 09/2013. LESS THAN 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS. 3. CBN GROUP, LLC. LONE TREE, COLORADO. SOLE MEMBER OF LLC. USED FOR COMPENSATION FLOW THROUGH. START DATE: 4/28/2015. LESS THAN 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS. LESS THAN 5 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Allen Dexter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 11, 2022 - Present
TIER ONE WEALTH MANAGEMENT
Office #1: 9380 Station Street, Suite 535, Lone Tree, CO 80124RIA
CRD#: 322893
LONE TREE, CO
Past
October 10, 2022 - October 10, 2022
TIER ONE WEALTH MANAGEMENT
RIA
CRD#: 322893
LONE TREE, CO
Past
February 6, 2015 - October 11, 2022
SPC
RIA
CRD#: 110692
LONE TREE, CO
Past
February 6, 2015 - October 11, 2022
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Lone Tree, CO
Past
January 3, 2013 - January 10, 2013
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DENVER, CO
Past
January 3, 2013 - February 10, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LONE TREE, CO
Past
January 2, 2013 - February 10, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LONE TREE, CO
Past
November 21, 2012 - January 10, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TO
TIER ONE WEALTH MANAGEMENT
FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT
CRD#: 322893 / SEC#: 801-126595
RIA
Registered Investment Advisory firm - (9/19/2022 Approved)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Colorado
Registered Investment Advisory firm - (1/12/2024 Terminated)Nebraska
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/11/2022)
IAR
Colorado(10/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TO
TIER ONE WEALTH MANAGEMENT
FIRST SOURCE INVESTMENT PARTNERS, LLC | TIER ONE WEALTH MANAGEMENT
CRD#: 322893 / SEC#: 801-126595
RIA
Registered Investment Advisory firm - (9/19/2022 Approved)California
Registered Investment Advisory firm - (2/7/2024 Terminated)Colorado
Registered Investment Advisory firm - (1/12/2024 Terminated)Nebraska
Registered Investment Advisory firm - (1/8/2024 Terminated)Texas
Registered Investment Advisory firm - (1/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9380 Station Street, Suite 535, Lone Tree, CO 80124
Mailing Address
Phone number
(303) 858-0000
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 417 |
| AUM (Assets Under Management) | $ 125,088,459 |
Red Flags
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