John Gerard Lauer
CFP®Professional Summary
John Gerard Lauer, CFP® is a registered financial advisor currently at LAUER WEALTH MANAGEMENT located in Valparaiso, Indiana. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Credentials
Years of Experience
40 years in the financial services industry
Current & Past Employments
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Current Firm
LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT
Contact Information
Main Address
196 E 112 S, Valparaiso, IN 46383Phone Number
(219) 243-8129# of Employees
5SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
919AUM (Assets Under Management)
$160,931,690Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
Primary Firm SEC Registration
LAUER WEALTH LLC | LAUER WEALTH, LLC | LAUER WEALTH MANAGEMENT
State Registrations and Notice Filings
(7/14/2021)
(10/5/2017)
(3/20/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1986About the Series 6 examSimilar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
CRS (Client Relationship Summary) - RIA
Click below to view John Gerard Lauer's CRS (Customer Relationship Summary).
Similar Advisors
FALCON WEALTH PLANNING, LLC
KOVACK ADVISORS, INC.
JEFFERIES LLC
WEDBUSH SECURITIES INC.
