James P. Murray

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CRD#: 1467399

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Patrick Murray, who also goes by James P Murray, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1989. James had worked at 9 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Aliases

James P Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 13, 2023 - July 2, 2026

BRYANT PARK CAPITAL SECURITIES, INC.

CRD#: 20433

BLUE BELL, PA

Past

September 27, 2021 - July 31, 2022

EQUUS FINANCIAL CONSULTING LLC

CRD#: 131449

NEW CANAAN, CT

Past

May 27, 2015 - October 7, 2019

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

April 23, 2014 - June 2, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

NEW YORK, NY

Past

September 21, 2010 - April 14, 2014

FREEMAN & CO. SECURITIES LLC

CRD#: 118939

NEW YORK, NY

Past

March 3, 2004 - September 2, 2010

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

NEW YORK, NY

Past

January 11, 2001 - February 23, 2004

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

CRD#: 10485

NEW YORK, NY

Past

November 3, 2000 - December 1, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 24, 1989 - November 3, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Current Firm

BRYANT PARK CAPITAL SECURITIES, INC.

BRYANT PARK CAPITAL SECURITIES, INC. | WELLESLEY SECURITIES, INC. | WELLESLEY RESOURCES, INC. | BRYANT PARK CAPITAL, INC.

CRD#: 20433 / SEC#: , 8-38238

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

161 Washington St., Suite 310, Conshohocken, PA 19428

Mailing Address

161 Washington St., Suite 310, Conshohocken, PA 19428

Phone number

(484) 586-8200

Established

Delaware since 01/16/2001

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BRYANT PARK CAPITAL LLC	PARENT COMPANY
BENDER, STEVEN CHRISTOPHER	FINANCIAL AND OPERATIONS PRINCIPAL	2650187
BENDER, STEVEN CHRISTOPHER	PFO, POO	2650187
KANE, RAYMOND JOSEPH III	GSP	1938069
MAGERMAN, JOEL D	PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, SUPERVISOR OF INVESTMENT BANKING	4432343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Murray

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EQUUS FINANCIAL CONSULTING LLC

PIPER SANDLER & CO.

STERNE, AGEE & LEACH, INC.

FREEMAN & CO. SECURITIES LLC

HOULIHAN LOKEY CAPITAL, INC.

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/16/1991

Series 79TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1989

Series 24

Date: 1/2/2023

Current Firm

BRYANT PARK CAPITAL SECURITIES, INC.

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BRYANT PARK CAPITAL SECURITIES, INC.

TRUST BUT VERIFY

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