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JM

James P. Murray

BRYANT PARK CAPITAL SECURITIES
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 1467399
JM

Professional summary

James Patrick Murray, who also goes by James P Murray, is a registered financial professional currently at BRYANT PARK CAPITAL SECURITIES, INC. located in Conshohocken, Pennsylvania.

James is registered as a RR (Registered Representative) and started their career in finance in 1989. James has worked at 9 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James P Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Patrick Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2023 - Present

BRYANT PARK CAPITAL SECURITIES, INC.

Office #1: 161 Washington St., Suite 310, Conshohocken, PA 19428Office #2: 161 Washington St., Suite 310, Conshohocken, PA 19428
BD
CRD#: 20433
Conshohocken, PA
Past

September 27, 2021 - July 31, 2022

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
NEW CANAAN, CT
Past

May 27, 2015 - October 7, 2019

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY
Past

April 23, 2014 - June 2, 2015

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NEW YORK, NY
Past

September 21, 2010 - April 14, 2014

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY
Past

March 3, 2004 - September 2, 2010

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
NEW YORK, NY
Past

January 11, 2001 - February 23, 2004

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

BD
CRD#: 10485
NEW YORK, NY
Past

November 3, 2000 - December 1, 2000

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 24, 1989 - November 3, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/17/2023)
RR
New York
(11/12/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/16/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BRYANT PARK CAPITAL SECURITIES, INC.
BRYANT PARK CAPITAL SECURITIES, INC. | WELLESLEY SECURITIES, INC. | WELLESLEY RESOURCES, INC. | BRYANT PARK CAPITAL, INC.

CRD#: 20433 / SEC#: , 8-38238

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Mailing Address
161 Washington St., Suite 310, Conshohocken, PA 19428
Phone number
(484) 586-8200
Established
Delaware since 01/16/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRYANT PARK CAPITAL LLCPARENT COMPANY
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINANCIAL AND OPERATIONS PRINCIPAL2650187
KANE, RAYMOND JOSEPH IIIGSP1938069
MAGERMAN, JOEL DPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER, SUPERVISOR OF INVESTMENT BANKING4432343

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRYANT PARK CAPITAL SECURITIES, INC.

CRD#: 20433Conshohocken, PA 19428

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