Stuart R. Brunet
Professional summary
Stuart Redman Brunet is a registered financial professional currently at NUVEEN SECURITIES, LLC located in San Francisco, California.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1986. Stuart has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Redman Brunet's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
NUVEEN SECURITIES, LLC
Office #1: 560 Mission Street, San Francisco, CA 94105June 7, 2007 - December 31, 2016
TEACHERS PERSONAL INVESTORS SERVICES, INC.
December 19, 2006 - April 17, 2007
CHARLES SCHWAB & CO., INC.
April 12, 2005 - December 6, 2006
ATLAS SECURITIES, LLC
July 24, 2003 - April 13, 2005
RAFFERTY CAPITAL MARKETS, LLC
September 12, 2000 - June 18, 2001
MARKETOCRACY BROKERAGE SERVICES LLC
January 4, 1994 - December 17, 1999
PREFERREDTRADE, INC.
March 26, 1987 - October 11, 1988
FIDELITY BROKERAGE SERVICES LLC
June 10, 1986 - December 12, 1986
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2017)
Exams
Series 55
Date: 5/17/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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