Nita Bridwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nita Bridwell, who also goes by Nita Joyce Bridwell, Nita Joyce Cooper, was a registered financial professional .
Nita is a previously registered financial professional and started their career in finance in 1986. Nita had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2010 - September 1, 2017
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
October 15, 2010 - September 1, 2017
NEWEDGE SECURITIES, LLC
November 19, 2008 - October 18, 2010
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2008 - October 18, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 19, 1986 - November 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 1986 - November 17, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
