Kevin P. Griffin
Professional summary
Kevin Patrick Griffin is a registered financial advisor currently at GRIFFIN FINANCIAL ADVISORS, LLC located in Chicago, Illinois.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Kevin has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Griffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2014 - Present
GRIFFIN FINANCIAL ADVISORS, LLC
April 6, 2006 - August 28, 2014
LPL FINANCIAL LLC
April 6, 2006 - August 28, 2014
LPL FINANCIAL LLC
October 31, 2005 - April 13, 2006
OSAIC SERVICES, INC.
October 31, 2005 - April 13, 2006
OSAIC SERVICES, INC.
February 25, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 13, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 12, 2002 - June 13, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 11, 1998 - June 13, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1994 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
April 8, 1991 - September 1, 1994
HAMILTON INVESTMENTS, INC.
January 2, 1987 - April 9, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1986 - January 12, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2014)
(3/13/2025)
(2/6/2025)
(9/27/2021)
Exams
Series 8
Date: 8/6/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GRIFFIN FINANCIAL ADVISORS, LLC
CRD#: 171455 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 58,132,377 |
Red Flags
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