Adam R. Lieberman
Professional summary
Adam Richard Lieberman was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Adam had worked at 5 firms, which includes STERLING FOSTER & COMPANY INC., J. GREGORY & COMPANY INC., ROBERT TODD FINANCIAL CORP., THE STUART-JAMES COMPANY INCORPORATED, INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1994 - September 26, 1997
STERLING FOSTER & COMPANY, INC.
October 15, 1991 - July 1, 1994
J. GREGORY & COMPANY, INC.
September 16, 1991 - July 1, 1994
J. GREGORY & COMPANY, INC.
June 25, 1991 - September 16, 1991
ROBERT TODD FINANCIAL CORP.
October 15, 1990 - April 18, 1991
J. GREGORY & COMPANY, INC.
April 14, 1989 - August 27, 1990
THE STUART-JAMES COMPANY, INCORPORATED
October 12, 1988 - March 10, 1989
INVESTORS CENTER, INC.
March 19, 1986 - October 5, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
STERLING FOSTER & COMPANY, INC.
CRD#: 36052 / SEC#: , 8-46989
Contact information
Documents
Red Flags
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