Frank J. Casler
Professional summary
Frank John Casler, who also goes by Frank John Casler Jr, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Amsterdam, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank John Casler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2015 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 4720 St Hwy 30 Ste 1, Amsterdam, NY 12010February 6, 2008 - September 9, 2014
KEY INVESTMENT SERVICES LLC
September 25, 2006 - February 8, 2008
CITIZENS SECURITIES, INC.
July 31, 2006 - February 8, 2008
CITIZENS SECURITIES, INC.
February 14, 2005 - March 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 13, 2005 - March 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
December 12, 2002 - December 17, 2004
HSBC BROKERAGE (USA) INC.
February 15, 1989 - December 7, 2002
IDS LIFE INSURANCE COMPANY
June 19, 1986 - December 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2015)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863Amsterdam, NY 12010TRUST BUT VERIFY
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