Robert G. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gary Lewis, who also goes by Robert Gary Stone, Robert Stone, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 1989 - May 8, 1990
BACHUS & STRATTON SECURITIES, INC.
March 16, 1989 - June 3, 1989
HASAN GROWNEY CO. INC.
May 24, 1988 - March 11, 1989
VANDERBILT SECURITIES, INC.
January 22, 1988 - February 23, 1988
FIRST FLORIDA SECURITIES GROUP, INC.
July 6, 1987 - August 24, 1987
INVESTMENT BROKERS OF AMERICA
December 12, 1986 - July 6, 1987
PRESTIGE INVESTORS, INC.
June 25, 1986 - December 12, 1986
F.D. ROBERTS SECURITIES, INC.
March 21, 1986 - May 19, 1986
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BACHUS & STRATTON SECURITIES, INC.
CRD#: 17557 / SEC#: , 8-35361
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
