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George M. Rariden

RARIDEN INVESTMENT ADVISORS
Oviedo, FL 32765
Some features on this profile are disabled
CRD#: 1466772
GR

Professional summary

George Manton Rariden III is a registered financial advisor currently at RARIDEN INVESTMENT ADVISORS, LLC located in Oviedo, Florida.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. George has worked at 5 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ENGAGED IN TAX PREPARATION AND ACCOUNTING THROUGH RARIDEN & ASSOCIATES, LLC LOCATED AT 2572 W. STATE ROAD 426, SUITE 2080, OVIEDO, FL 32765; RENTAL REAL ESTATE (OWNER)

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CRS (Client Relationship Summary) - RIA

Click below to view George Manton Rariden III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 8, 2010 - Present

RARIDEN INVESTMENT ADVISORS, LLC

Office #1: 2572 W. State Road 426 Suite 2080, Oviedo, FL 32765
RIA
CRD#: 154352
Oviedo, FL
Past

October 8, 2010 - December 31, 2010

RARIDEN INVESTMENT ADVISORS, LLC

RIA
CRD#: 154352
OVIEDO, FL
Past

September 24, 2003 - October 27, 2010

GROVE POINT INVESTMENTS, LLC

RIA
CRD#: 1763
WINTER PARK, FL
Past

September 18, 2003 - October 27, 2010

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
WINTER PARK, FL
Past

December 22, 1992 - September 18, 2003

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL
Past

December 18, 1992 - September 18, 2003

G. A. REPPLE & COMPANY

RIA
CRD#: 17486
WINTER PARK, FL
Past

July 14, 1986 - December 6, 1990

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
EL SEGUNDO, CA
Past

March 3, 1986 - June 13, 1986

SECURITIES AMERICA, INC.

BD
CRD#: 10205

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/8/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination

Current Firm

RI
RARIDEN INVESTMENT ADVISORS, LLC
RARIDEN INVESTMENT ADVISORS, LLC

CRD#: 154352 / SEC#:

Florida
Registered Investment Advisory firm - (10/8/2010 Approved)
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Contact information

Main Address
2572 W. State Road 426 Suite 2080, Oviedo, FL 32765
Mailing Address
Phone number
(407) 542-5988
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts92
AUM (Assets Under Management)$ 12,464,454

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RARIDEN INVESTMENT ADVISORS, LLC

CRD#: 154352Oviedo, FL 32765

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