David K. Jeffers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Keith Jeffers was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 3 firms and has passed the Series 63, Series 7, Series 6, Series 53, Series 27, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1987 - September 1, 1988
JEFFERS INVESTMENTS CORPORATION
August 26, 1986 - September 23, 1987
KAUFMAN INVESTMENTS CORPORATION
February 27, 1986 - September 18, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEFFERS INVESTMENTS CORPORATION
CRD#: 20873 / SEC#: , 8-38517
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
