Leland A. Patin
Professional summary
Leland Anthony Patin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leland is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Leland had worked at 6 firms, which includes TMT FINANCIAL SERVICES INC., MML INVESTORS SERVICES LLC, VERAVEST INVESTMENTS INC., HILLTOP SECURITIES INC., FOX & COMPANY INVESTMENTS INC., WMA SECURITIES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2005 - February 16, 2006
TMT FINANCIAL SERVICES, INC.
October 23, 2002 - March 5, 2003
MML INVESTORS SERVICES, LLC
September 10, 2002 - March 5, 2003
MML INVESTORS SERVICES, LLC
January 5, 2000 - February 27, 2001
VERAVEST INVESTMENTS, INC.
February 10, 1997 - December 7, 1999
HILLTOP SECURITIES INC.
December 4, 1996 - February 14, 1997
FOX & COMPANY INVESTMENTS INC.
July 26, 1994 - December 24, 1996
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TMT FINANCIAL SERVICES, INC.
CRD#: 26613 / SEC#: , 8-42653
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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