David C. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Cambridge Martin was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1986. David had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 27, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2015 - December 6, 2019
ETF DISTRIBUTORS LLC
March 16, 2004 - December 31, 2007
PXP SECURITIES CORP.
March 31, 2003 - March 15, 2004
WS GRIFFITH SECURITIES, INC.
June 25, 2002 - March 15, 2004
WS GRIFFITH SECURITIES, INC.
May 9, 1986 - May 6, 2025
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ETF DISTRIBUTORS LLC
CRD#: 166181 / SEC#: , 8-69191
Contact information
Documents
Red Flags
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