Paul Masalski

VICUS CAPITAL

PHOENIXVILLE, PA

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CRD#: 1466405

Professional summary

Paul Masalski, who also goes by Moose Masalski, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Phoenixville, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Phoenixville, Pennsylvania.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 11 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Moose Masalski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT ISNURACNE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, UNDER PFG/MGA, BEGAN 01/1998, 0HRS/ACTIVITY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/2007, 37HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PRESIDENT OF FINANCIAL GROWTH PLANS, INC. (FGP), A SUB-CHAPTER S CORPRATION, LICENSED IN THE STATE OF PA, BEGAN 01/1997, 0HRS ACTIVITY; 4. INVESTMENT ADVISORY SERVICES (OR WEALTH MANAGEMENT SERIVES) AND FINANCIAL PLANNING, THROUGH PFG FINANCIAL ADVISORS, INC. (PFG), UNDER WEALTH MANAGEMENT STRATEGIES, BEGAN 01/2007, 30HRS/WKDY, 15HRS/WKEND; 5. PENNSYLVANIA FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE, INVESETMENT ADVISORY SERVICES, FINANCIAL PLANNING, & GENERAL SECURITIES, START 2007, >40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE, INVESETMENT ADVISOR REPRESENTATIVE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Masalski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2007 - Present

VICUS CAPITAL, INC.

RIA

CRD#: 116021

PHOENIXVILLE, PA

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PHOENIXVILLE, PA

Past

August 1, 2003 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

PHOENIXVILLE, PA

Past

November 30, 1998 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

July 8, 1998 - November 18, 1998

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

Past

July 30, 1993 - July 8, 1998

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

March 6, 1989 - July 9, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

April 28, 1987 - April 25, 1989

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

April 28, 1987 - April 25, 1989

EQUITABLE ADVISORS, LLC

CRD#: 6627

Past

November 4, 1986 - March 14, 1989

SG EQUITIES CORPORATION

CRD#: 17900

Past

August 18, 1986 - August 26, 1986

RADFORD CAPITAL CORPORATION

CRD#: 10480

Past

April 2, 1986 - October 21, 1986

TNE INVESTMENT SERVICES CORPORATION

CRD#: 14560

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/3/2013)

Florida
(9/3/2013)

Maryland
(9/3/2013)

Michigan
(4/28/2025)

New Jersey
(9/3/2013)

Oregon
(4/28/2025)

IAR

Pennsylvania
(1/22/2007)

Pennsylvania
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/17/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/1/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/15/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

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Contact information

Main Address

476 Rolling Ridge Drive Suite 315, State College, PA 16801

Mailing Address

Phone number

(855) 558-4287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	9,058
AUM (Assets Under Management)	$ 2,574,468,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Paul Masalski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Masalski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

MONY SECURITIES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

SG EQUITIES CORPORATION

RADFORD CAPITAL CORPORATION

TNE INVESTMENT SERVICES CORPORATION

Primary Firm SEC Registration

VICUS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/17/1986

SIE

Date: 10/1/2018

Series 6

Date: 4/1/1986

Series 26

Date: 5/15/2000

FINRA

Current Firm

VICUS CAPITAL, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICUS CAPITAL, INC.

TRUST BUT VERIFY

Contact information

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