Sherwood G. Briggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherwood Gilmour Briggs, who also goes by Sherwood G Briggs, Woody Briggs, was a registered financial professional .
Sherwood is a previously registered financial professional and started their career in finance in 1993. Sherwood had worked at 2 firms and has passed the SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2013 - November 17, 2025
CHAFFE SECURITIES, INC.
December 17, 1993 - January 13, 2003
CHAFFE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/5/2013
Corporate Securities Limited Representative ExaminationCurrent Firm
CHAFFE SECURITIES, INC.
CRD#: 152172 / SEC#: , 8-68433
Contact information
FINRA licenses (11 States and Territories)
Direct owners and executive officers
Red Flags
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