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LJ

Lisa R. Johnson

Some features on this profile are disabled
CRD#: 1465948
LJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lisa Renee Johnson, who also goes by Lisa Renee Mello, Lisa Swanson, was a registered financial advisor .

Lisa is a previously registered financial advisor and started their career in finance in 2002. Lisa had worked at 4 firms and has passed the Series 65, Series 66, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Renee Mello | Lisa Swanson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 11, 2010 - January 16, 2013

STINSON SECURITIES, LLC

BD
CRD#: 113004
SAN FRANCISCO, CA
Past

November 16, 2009 - August 22, 2011

CARNEGIE FINANCIAL, LLC

RIA
CRD#: 150421
LAFAYETTE, CA
Past

July 26, 2002 - September 5, 2008

CROCKER SECURITIES LLC

BD
CRD#: 119523
WALNUT CREEK, CA
Past

March 22, 2002 - September 4, 2002

IBIS SECURITIES, LLC

BD
CRD#: 38538
WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/5/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/11/2002
Financial and Operations Principal Examination

Current Firm

SS
STINSON SECURITIES, LLC
STINSON SECURITIES, INC. | STINSON SECURITIES, LLC

CRD#: 113004 / SEC#: , 8-53276

BD
Terminated by SEC on 12/14/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 08/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LOMBRE-ODOM REVOCABLE TRUSTSHAREHOLDER
ODOM, LONNIE JRPRESIDENT/DIRECTOR/TRUSTEEE ODOM/LOMBRE REVOCABLE TRUST, CHIEF COMPLIANCE OFFICER1253965
POSTREL, HELENE BERSONFINOP2240945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STINSON SECURITIES, LLC

CRD#: 113004

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