Andrew J. Krone

NAPLES WEALTH PLANNING

BONITA SPRINGS, FL 34103

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CRD#: 1465896

Professional summary

Andrew Joseph Krone, who also goes by Andy Krone, is a registered financial advisor currently at NAPLES WEALTH PLANNING located in Bonita Springs, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Andrew has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Krone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Krone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2024 - Present

NAPLES WEALTH PLANNING

Office #1: 3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

RIA

CRD#: 330316

BONITA SPRINGS, FL

Past

July 16, 2024 - September 30, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

July 28, 2023 - June 17, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

October 23, 2020 - August 4, 2023

LAIDLAW WEALTH MANAGEMENT LLC

RIA

CRD#: 150040

Naples, FL

Past

October 2, 2019 - December 31, 2020

CAPITALROCK FINANCIAL, LLC

RIA

CRD#: 281234

NAPLES, FL

Past

December 4, 2009 - September 4, 2019

PINNACLE ADVISORY GROUP, INC.

RIA

CRD#: 107757

COLUMBIA, MD

Past

November 14, 2005 - October 13, 2009

WEST FINANCIAL SERVICES, INC.

RIA

CRD#: 137497

MCLEAN, VA

Past

January 8, 2003 - November 14, 2005

WEST FINANCIAL SERVICES INC

RIA

CRD#: 107004

MCLEAN, VA

Past

January 14, 2000 - March 27, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 14, 2000 - March 27, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 3, 1998 - December 31, 1999

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 3, 1998 - December 31, 1999

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 19, 1986 - September 8, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/21/1986

National Commodity Futures Examination

Current Firm

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

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Contact information

Main Address

3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

Mailing Address

Phone number

(239) 330-4183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWP FORM ADV 2A - (AMENDED OCTOBER 2025) (10/24/2025)

NAPLES WEALTH PLANNING, LLC - ADV 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	795
AUM (Assets Under Management)	$ 356,289,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew J. Krone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Joseph Krone's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMPRINT WEALTH LLC

IMPRINT WEALTH LLC

LAIDLAW WEALTH MANAGEMENT LLC

CAPITALROCK FINANCIAL, LLC

PINNACLE ADVISORY GROUP, INC.

WEST FINANCIAL SERVICES, INC.

WEST FINANCIAL SERVICES INC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

NAPLES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1999

Series 63

Date: 1/19/1999

Series 7

Date: 9/2/1998

Series 3

Date: 4/21/1986

Current Firm

NAPLES WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPLES WEALTH PLANNING

TRUST BUT VERIFY

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