Michael G. Okeefe

12TH STREET ASSET MANAGEMENT

NASHVILLE, TN 37205

Some features on this profile are disabled

CRD#: 1465818

Professional summary

Michael Gerard Okeefe, who also goes by Mike Gerard O'keefe, Michael Okeefe, is a registered financial advisor currently at 12TH STREET ASSET MANAGEMENT located in Nashville, Tennessee.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Gerard O'keefe | Michael Okeefe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerard Okeefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2010 - Present

12TH STREET ASSET MANAGEMENT

Office #1: 102 Woodmont Blvd. Suite 460, Nashville, TN 37205

RIA

CRD#: 153528

NASHVILLE, TN

Past

March 14, 2004 - November 1, 2007

TWO RIVERS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 130450

MEMPHIS, TN

Past

March 30, 1987 - September 12, 2001

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT | 12TH STREET ASSET MANAGEMENT LLC

CRD#: 153528 / SEC#: 801-76968

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

Tennessee

Registered Investment Advisory firm - (9/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/24/2017)

IAR

Texas
(1/28/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Current Firm

12TH STREET ASSET MANAGEMENT

12TH STREET ASSET MANAGEMENT | 12TH STREET ASSET MANAGEMENT LLC

CRD#: 153528 / SEC#: 801-76968

RIA

Registered Investment Advisory firm - (7/31/2012 Approved)

Tennessee

Registered Investment Advisory firm - (9/5/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

102 Woodmont Blvd. Suite 460, Nashville, TN 37205

Mailing Address

Phone number

(615) 915-3701

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

12TH STREET FORM ADV PART 2AB FIRM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 625,213,430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael G. Okeefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Gerard Okeefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

12TH STREET ASSET MANAGEMENT

TWO RIVERS CAPITAL MANAGEMENT, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

12TH STREET ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2004

Series 63

Date: 3/26/1987

Series 7

Date: 3/21/1987

Current Firm

12TH STREET ASSET MANAGEMENT

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

12TH STREET ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors