James E. Mcmurry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Everett Mcmurry JR, who also goes by James Everett Mcmurry, Jim Mcmurry, Jimmy Mcmurry, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2011 - July 1, 2015
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 6, 2009 - April 1, 2011
OSAIC FS, INC.
December 21, 2007 - February 12, 2009
MIDSOUTH CAPITAL, INC.
October 31, 2005 - January 30, 2008
OSAIC SERVICES, INC.
August 12, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
January 16, 2001 - September 12, 2003
JANNEY MONTGOMERY SCOTT LLC
June 25, 1998 - February 16, 2001
TRUIST INVESTMENT SERVICES, INC.
April 1, 1998 - June 2, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 13, 1994 - April 1, 1998
BARNETT INVESTMENTS, INC.
March 23, 1992 - October 17, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
September 12, 1990 - December 31, 1991
VOYA FINANCIAL ADVISORS, INC.
March 14, 1988 - October 21, 1989
WCI SECURITIES, LTD.
August 28, 1986 - February 10, 1988
BANCTEXAS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
