William Maksudian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Maksudian was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 12 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2005 - July 17, 2018
THE BENCHMARK COMPANY, LLC
June 13, 1996 - November 17, 1998
UNITED CAPITAL MARKETS, INC.
September 27, 1995 - September 19, 1996
PLP CAPITAL
September 6, 1990 - January 26, 2016
AXIOM CAPITAL MANAGEMENT, INC.
January 31, 1990 - March 28, 1994
W.J. NOLAN & COMPANY, INC.
June 1, 1988 - September 13, 1989
GALT SECURITIES, INC.
April 27, 1988 - November 24, 1990
CAPITAL HILL GROUP, INC.
February 4, 1988 - December 14, 1995
MASCERA & CO., INC.
October 14, 1987 - September 13, 1989
SKB SECURITIES, INC.
June 15, 1987 - May 16, 1988
MOSTEL & TAYLOR SECURITIES INC.
June 4, 1987 - March 5, 1988
HAMPSHIRE SECURITIES CORPORATION
April 7, 1987 - February 11, 1997
KEDEM CAPITAL CORPORATION
October 24, 1986 - March 28, 1994
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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