Robert M. Wallbillich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Murphy Wallbillich, who also goes by Bob Wallbillich, Red Wallbillich, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2002 - December 31, 2003
AVANTAX ADVISORY SERVICES
February 12, 1999 - August 7, 2017
AVANTAX INVESTMENT SERVICES, INC.
May 4, 1998 - February 24, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 18, 1991 - May 5, 1998
OSAIC WEALTH, INC.
April 2, 1990 - April 22, 1991
SISUNG SECURITIES CORPORATION
November 11, 1988 - December 11, 1988
LPL FINANCIAL LLC
April 9, 1986 - December 10, 1986
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
