Michael S. Berteletti
Professional summary
Michael S Berteletti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Michael had worked at 12 firms, which includes BISHOP ROSEN & CO. INC., NATIONAL SECURITIES CORPORATION, SUMMIT BROKERAGE SERVICES INC., INDIANAPOLIS SECURITIES INC., J.P. TURNER & COMPANY L.L.C., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, JWGENESIS SECURITIES INC., THE BOSTON GROUP, PRUDENTIAL EQUITY GROUP LLC, GRUNTAL & CO. L.L.C., SOUTH RICHMOND SECURITIES INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2008 - August 6, 2008
BISHOP, ROSEN & CO., INC.
September 21, 2005 - June 20, 2008
NATIONAL SECURITIES CORPORATION
September 17, 2003 - September 26, 2005
SUMMIT BROKERAGE SERVICES, INC.
March 28, 2003 - September 18, 2003
INDIANAPOLIS SECURITIES, INC.
April 16, 2001 - March 26, 2003
J.P. TURNER & COMPANY, L.L.C.
January 2, 2001 - April 27, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 25, 1998 - January 2, 2001
JWGENESIS SECURITIES, INC.
July 24, 1998 - September 15, 1998
NATIONAL SECURITIES CORPORATION
November 16, 1995 - July 24, 1998
THE BOSTON GROUP
June 1, 1994 - October 25, 1995
PRUDENTIAL EQUITY GROUP, LLC
April 29, 1991 - May 26, 1994
GRUNTAL & CO., L.L.C.
April 9, 1991 - May 13, 1991
SOUTH RICHMOND SECURITIES, INC.
April 9, 1991 - March 24, 1992
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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