Joseph J. Ransdell

UNIVEST SECURITIES

New York, NY 10019

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CRD#: 1464852

Professional summary

Joseph Jackson Ransdell, who also goes by Joe Ransdell, is a registered financial professional currently at UNIVEST SECURITIES, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 14 firms and has passed the Series 63, Series 66, Series 22TO, Series 79TO, SIE, Series 7, Series 22 and Series 24 exams.

Question & Answer

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Aliases

Joe Ransdell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INTEROCEAN COFFEE COMPANY LLC, NOT INVESTMENT RELATED, STANFORD, CT, FRANCHISE OF DUNKIN DONUTS, DIRECTOR, START DATE 09/2013, 3 HRS/MONTH, QUARTERLY MEETINGS/CONSULTING. Director of InterOcean Coffee Company, Dunkin Donuts coffee franchisee. No commissions received. Board Advisor for Sure Pets LLC, a pet grooming services franchise. No commissions received. Jackson Ventures LLC is raising the seed round for Entigenlogic. This is a true early stage venture capital investment. The risk profile at this stage does not match that of GPC's investment criteria. We hope that GPC can raise capital in a subsequent round when the risk profile is a better fit. Joseph Ransdell will be a consultant for a company called CloudDX. The address for CloudDX is 834-20 Jay street Brooklyn, NY 11201. The duties Joseph will conduct are Financial advice. He plans to spend 1-5 hours per month doing this with an approximate monthly compensation of $15,000.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Jackson Ransdell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

UNIVEST SECURITIES, LLC

Office #1: 75 Rockefeller Plaza Suite 1838, New York, NY 10019

CRD#: 36105

New York, NY

Past

January 11, 2022 - December 31, 2023

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

May 27, 2020 - December 17, 2020

BLUESKYE INVESTMENT ADVISERS, LLC

RIA

CRD#: 161097

Chicago, IL

Past

May 27, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

CHICAGO, IL

Past

December 9, 2016 - December 31, 2018

GREAT POINT ADVISORS LLC

RIA

CRD#: 164554

CHICAGO, IL

Past

November 7, 2016 - December 31, 2023

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

April 23, 2013 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

Chicago, IL

Past

April 22, 2013 - September 1, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

CHICAGO, IL

Past

April 25, 2012 - May 20, 2013

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

December 5, 2011 - April 24, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

CHICAGO, IL

Past

November 30, 2011 - May 17, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

CHICAGO, IL

Past

July 1, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

CHICAGO, IL

Past

July 1, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

CHICAGO, IL

Past

August 13, 2009 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

CHICAGO, IL

Past

August 12, 2009 - July 7, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

CHICAGO, IL

Past

February 22, 2007 - April 28, 2009

INTEROCEAN SECURITIES LLC

CRD#: 141077

CHICAGO, IL

Past

August 24, 2006 - December 5, 2006

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

CRD#: 132038

CHICAGO, IL

Past

November 22, 1988 - January 1, 1990

ATLAS FINANCIAL GROUP, INC.

CRD#: 22754

Past

September 24, 1987 - February 9, 1989

GREYCLIFFE SECURITIES, INC.

CRD#: 13544

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(1/23/2025)

Florida
(11/22/2024)

Illinois
(1/22/2025)

Minnesota
(1/23/2025)

New York
(2/18/2025)

Utah
(2/24/2025)

Exams

State Security Law Exam

Series 63

Date: 5/25/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/20/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2006

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/22/1987

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

UNIVEST SECURITIES, LLC

UNIVERSAL FINANCIAL GROUP | UNIVEST SECURITIES, LLC | UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP | UNIVEST SECURITIES, INC. | UNIVEST SECURITIES

CRD#: 36105 / SEC#: , 8-47006

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

75 Rockefeller Plaza Suite18c, New York, NY 10019

Mailing Address

75 Rockefeller Plaza, New York, NY 10019

Phone number

(212) 343-8888

Established

New York since 01/15/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
COMMAS INTERNATIONAL HOLDING, LLC	SHAREHOLDER
FAN, XINYUE	CFO	7171614
GUO, YI	MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, INVESTMENT BANKING CHIEF COMPLIANCE OFFICER	6246079
JACOBSEN, BRYAN K	NON INVESTMENT BANKING CHIEF COMPLIANCE OFFICER	3055957

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Ransdell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Jackson Ransdell's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUINCY WELLS ADVISORS, LLC

BLUESKYE INVESTMENT ADVISERS, LLC

QUINCY WELLS ADVISORS, LLC

GREAT POINT ADVISORS LLC

GREAT POINT CAPITAL LLC

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

INTEROCEAN SECURITIES LLC

1ST WORLDWIDE FINANCIAL PARTNERS, LLC

ATLAS FINANCIAL GROUP, INC.

GREYCLIFFE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/2007

Series 66

Date: 6/20/2006

Series 22TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/23/2006

Series 22

Date: 9/22/1987

Series 24

Date: 12/11/2009

FINRA

Current Firm

UNIVEST SECURITIES, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

UNIVEST SECURITIES, LLC

TRUST BUT VERIFY

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