Bobby W. Coburn
Professional summary
Bobby Wayne Coburn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bobby is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Bobby had worked at 8 firms, which includes SECURITIES AMERICA INC., BRECEK & YOUNG ADVISORS INC., LEGEND EQUITIES CORPORATION, NATIONWIDE SECURITIES LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, WALNUT STREET SECURITIES INC., NORTH AMERICAN MANAGEMENT INC., AMERITAS INVESTMENT COMPANY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2009 - April 15, 2019
SECURITIES AMERICA, INC.
January 23, 2009 - February 3, 2009
SECURITIES AMERICA, INC.
September 15, 2008 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
January 31, 2002 - September 22, 2008
LEGEND EQUITIES CORPORATION
March 8, 2000 - January 31, 2002
NATIONWIDE SECURITIES, LLC
October 27, 1998 - March 20, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 1, 1996 - October 21, 1998
WALNUT STREET SECURITIES, INC.
September 21, 1989 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
April 12, 1988 - August 21, 1989
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
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