Bruce K. Lee
KEEBECK WEALTH MANAGEMENT | Founder & CEO
Chicago, IL 60606
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CRD#: 1464745
Professional summary
Bruce Keebeck Lee, who also goes by Bruce Lee, Robert Keebeck Lee, is a registered financial advisor currently at KEEBECK WEALTH MANAGEMENT located in Chicago, Illinois.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Bruce has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Loans/credit services
Financial planning
Trading individual securities
Philanthropic services
Trust & estate planning
Institutional consulting
Retirement planning
What is your current number of clients?
Under 100
Are you a "fiduciary"?
Yes
Aliases
Bruce Lee | Robert Keebeck Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RL PARTNERS;MANAGING DIRECTOR-PRIVATE INVESTMENTS 425 S BODIN, HINSDALE, IL 60521. SHELL ENTITITY - 20 MIN PER WEEK; KB PARTNERS- VENTURE CAP- 1001 SKOIE BLVD. GLEN ELLYN, IL. - INVESTOR/PRIVATE INVESTMENT I*46743 FOR-PROFIT ORGANIZATION; JML PARTNERS LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; OFFICER; 7/13/2007; 5 HOUR(S) ANNUALLY; 0; DUTIES: MANAGER OF FAMILY LLC I*85575 FOR-PROFIT ORGANIZATION; RENTAL OF PROPERTY; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; OTHER, RENTAL OF PROPERTY; OWNER; 42278; 0 HOUR(S) ANNUALLY; 0; DUTIES: - BRUCE I*47745 FOR-PROFIT ORGANIZATION; JLL PARTNERS II, LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; OFFICER; 6/30/2008; 1 HOUR(S) QUARTERLY; 0; DUTIES: THIS IS AN ESTATE PLANNING TOOL USED FOR A REAL ESTATE. FOR-PROFIT ORGANIZATION; JLL PARTNERS III, LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; MANAGER; 4/6/2012; 2 HOUR(S) ANNUALLY; 0; DUTIES: FAMILY INVESTMENT VEHICLE THAT IS USED TO HOLD REAL ESTATE. I AM THE MANAGER OF THIS ENTITY. NONPROFIT ORGANIZATION; SARATOGA AUTOMOBILE MUSEUM; INVESTMENT RELATED: N; SARATOGA SPRINGS, NEW YORK 12866; CHARITABLE ORGANIZATION; TRUSTEE; 8/10/2012; 40 HOUR(S) ANNUALLY; 15; DUTIES: BOARD OF TRUSTEES FOR-PROFIT ORGANIZATION; JUMPING CHOLLA, LLC; INVESTMENT RELATED: N; CHICAGO, ILLINOIS 60604; LLC; LIMITED PARTNER; 3/19/2013; 0 HOUR(S) ANNUALLY; 0; DUTIES: JML PARTNERS LLC WILL BE A MEMBER OF JUMPING FELINE LLC WHICH WILL BE USED TO INVEST IN THE APPROVED INVESTMENT DUDA MOBILE. I WILL HAVE NO RESPONSIBILITIES. I*69435 FOR-PROFIT ORGANIZATION; JUMPING CHOLLA LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; LIMITED PARTNER; 1/27/2014; 0 HOUR(S) ANNUALLY; 0; DUTIES: PURCHASE LAND. THIS IS A PASSIVE INVESTMENT AND I WILL BE A LIMITED PARTNER. I*79697 NON-PROFIT ORGANIZATION; DUPAGE FOUNDATION; INVESTMENT RELATED: N; WHEATO I*107910 NON-PROFIT ORGANIZATION; UNIVERSITY SCHOOL OF MILWAUKEE; INVESTMENT RELATED: N; MILWAUKEE, WISCONSIN 53217; CHARITABLE ORGANIZATION; ADVISORY BOARD MEMBER; 8/31/2017; 3 HOUR(S) QUARTERLY; 0; DUTIES: USM IS A FRIENDLY AND INCLUSIVE COMMUNITY WHERE STUDENTS, FAMILIES, TEACHERS, STAFF, AND ALUMNI ALL COME TOGETHER TO CREATE AN OUTSTANDING ENVIRONMENT FOR STUDENTS TO THRIVE IN. I WILL BE A BOARD MEMBER FOCUSING ON THE DEVELOPMENT OF THE SCHOOL. KEEBECK COGNITIVE PARTNERS; INVESTMENT-RELATED; CHICAGO, ILLINOIS 60601; PRIVATE EQUITY FIRM; PERSONAL INVESTMENT; START DATE 4/2019; LESS THAN 2 HOURS/MONTH DURING TRADING HOURS; BL KEEBECK LLC, INVESTMENT-RELATED, STAMFORD, CONNECTICUT 06901, PERSONAL INVESTMENT FOR INDIRECT OWNERSHIP IN KEEBECK ALPHA, LP, AN SEC-REGISTERED RIA, MEMBER, START DATE 5/2019, LESS THAN 2 HOURS/MONTH DURING TRADING HOURS. KEEBECK REAL ESTATE, LLC; OWNER 100%, START DATE 11/2019, ENTITY CREATED TO INVEST IN DIRECT REAL ESTATE OPPORTUNITY; LESS THAN 1 HOURS/MONTH DURING TRADING HOURS; INVESTMENT RELATED; REAL ESTATE INVESTING; 150 N. RIVERSIDE PLAZA, SUITE 1850, CHICAGO, IL 60606,
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Keebeck Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2018 - Present
KEEBECK WEALTH MANAGEMENT
Office #1: 150 N. Riverside Plaza Suite 1850, Chicago, IL 60606RIA
CRD#: 297496
Chicago, IL
Past
October 28, 2011 - May 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHICAGO, IL
Past
October 28, 2011 - May 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHICAGO, IL
Past
August 13, 2004 - November 23, 2011
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
CHICAGO, IL
Past
August 13, 2004 - November 23, 2011
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
CHICAGO, IL
Past
November 21, 2000 - August 13, 2004
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CHICAGO, IL
Past
July 11, 2000 - August 13, 2004
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
June 29, 1998 - July 20, 2000
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
March 9, 1998 - June 29, 1998
SBC WARBURG DILLON READ INC.
BD
CRD#: 1650
STAMFORD, CT
Past
May 31, 1995 - March 18, 1998
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 19, 1990 - June 23, 1995
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 11, 1989 - November 5, 1990
JMS SECURITIES L.P.
BD
CRD#: 23486
EVANSTON, IL
Past
May 27, 1986 - July 21, 1989
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KEEBECK WEALTH MANAGEMENT
KEEBECK FAMILY WEALTH LLC | KEEBECK WEALTH MANAGEMENT LLC | KEEBECK WEALTH MANAGEMENT | KEEBECK PARTNERS, LLC
CRD#: 297496 / SEC#: 801-113573
RIA
Registered Investment Advisory firm - (7/6/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(7/9/2018)
IAR
Texas(5/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KW
KEEBECK WEALTH MANAGEMENT
KEEBECK FAMILY WEALTH LLC | KEEBECK WEALTH MANAGEMENT LLC | KEEBECK WEALTH MANAGEMENT | KEEBECK PARTNERS, LLC
CRD#: 297496 / SEC#: 801-113573
RIA
Registered Investment Advisory firm - (7/6/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 N. Riverside Plaza Suite 1850, Chicago, IL 60606
Mailing Address
Phone number
(312) 825-1200
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 764 |
| AUM (Assets Under Management) | $ 1,620,443,949 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEEBECK WEALTH MANAGEMENT
Founder & CEOCRD#: 297496Chicago, IL 60606TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
