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Bruce Keebeck Lee

Bruce Keebeck Lee

Founder & CEO·KEEBECK WEALTH MANAGEMENT
CHICAGO, IL
·CRD# 1464745·40 years registered

Professional Summary

Bruce Keebeck Lee, who also goes by Bruce Lee, Robert Keebeck Lee, is a registered financial advisor currently at KEEBECK WEALTH MANAGEMENT located in Chicago, Illinois. Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Bruce has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

20-50

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Financial Planning
  • Investment Management
  • Estate & Legacy Planning
  • Retirement Planning

Other Aliases

Bruce Lee, Robert Keebeck Lee

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years registered in the securities industry

Current & Past Employments

Current

KEEBECK WEALTH MANAGEMENTCurrent·CRD# 297496
RIA
150 N. Riverside Plaza Suite 1850, Chicago, IL 60606
July 9, 2018 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Chicago, IL
October 28, 2011 - May 8, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Chicago, IL
October 28, 2011 - May 8, 2018
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
RIA
Chicago, IL
August 13, 2004 - November 23, 2011
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
Chicago, IL
August 13, 2004 - November 23, 2011
MORGAN STANLEY & CO. LLCPast·CRD# 8209
RIA
Chicago, IL
November 21, 2000 - August 13, 2004
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
July 11, 2000 - August 13, 2004
UBS SECURITIES LLCPast·CRD# 7654
BD
New York, NY
June 29, 1998 - July 20, 2000
SBC WARBURG DILLON READ INC.Past·CRD# 1650
BD
Stamford, CT
March 9, 1998 - June 29, 1998
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
May 31, 1995 - March 18, 1998
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
October 19, 1990 - June 23, 1995
JMS SECURITIES L.P.Past·CRD# 23486
BD
Evanston, IL
July 11, 1989 - November 5, 1990
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
May 27, 1986 - July 21, 1989

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Current Firm

KW
KEEBECK WEALTH MANAGEMENT

KEEBECK FAMILY WEALTH LLC | KEEBECK WEALTH MANAGEMENT LLC | KEEBECK WEALTH MANAGEMENT | KEEBECK PARTNERS, LLC

CRD#: 297496 / SEC#: 801-113573
RIA
Registered Investment Advisory firm - SEC (7/6/2018 Approved)

Contact Information

Main Address

150 N. Riverside Plaza Suite 1850, Chicago, IL 60606

Phone Number

(312) 825-1200

# of Employees

9

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KEEBECK FAMILY WEALTH LLC ADV PART 2A (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

736

AUM (Assets Under Management)

$2,027,909,271

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RL PARTNERS;MANAGING DIRECTOR-PRIVATE INVESTMENTS 425 S BODIN, HINSDALE, IL 60521. SHELL ENTITITY - 20 MIN PER WEEK; KB PARTNERS- VENTURE CAP- 1001 SKOIE BLVD. GLEN ELLYN, IL. - INVESTOR/PRIVATE INVESTMENT I*46743 FOR-PROFIT ORGANIZATION; JML PARTNERS LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; OFFICER; 7/13/2007; 5 HOUR(S) ANNUALLY; 0; DUTIES: MANAGER OF FAMILY LLC I*85575 FOR-PROFIT ORGANIZATION; RENTAL OF PROPERTY; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; OTHER, RENTAL OF PROPERTY; OWNER; 42278; 0 HOUR(S) ANNUALLY; 0; DUTIES: - BRUCE I*47745 FOR-PROFIT ORGANIZATION; JLL PARTNERS II, LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; OFFICER; 6/30/2008; 1 HOUR(S) QUARTERLY; 0; DUTIES: THIS IS AN ESTATE PLANNING TOOL USED FOR A REAL ESTATE. FOR-PROFIT ORGANIZATION; JLL PARTNERS III, LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; MANAGER; 4/6/2012; 2 HOUR(S) ANNUALLY; 0; DUTIES: FAMILY INVESTMENT VEHICLE THAT IS USED TO HOLD REAL ESTATE. I AM THE MANAGER OF THIS ENTITY. NONPROFIT ORGANIZATION; SARATOGA AUTOMOBILE MUSEUM; INVESTMENT RELATED: N; SARATOGA SPRINGS, NEW YORK 12866; CHARITABLE ORGANIZATION; TRUSTEE; 8/10/2012; 40 HOUR(S) ANNUALLY; 15; DUTIES: BOARD OF TRUSTEES FOR-PROFIT ORGANIZATION; JUMPING CHOLLA, LLC; INVESTMENT RELATED: N; CHICAGO, ILLINOIS 60604; LLC; LIMITED PARTNER; 3/19/2013; 0 HOUR(S) ANNUALLY; 0; DUTIES: JML PARTNERS LLC WILL BE A MEMBER OF JUMPING FELINE LLC WHICH WILL BE USED TO INVEST IN THE APPROVED INVESTMENT DUDA MOBILE. I WILL HAVE NO RESPONSIBILITIES. I*69435 FOR-PROFIT ORGANIZATION; JUMPING CHOLLA LLC; INVESTMENT RELATED: N; HINSDALE, ILLINOIS 60521; LLC; LIMITED PARTNER; 1/27/2014; 0 HOUR(S) ANNUALLY; 0; DUTIES: PURCHASE LAND. THIS IS A PASSIVE INVESTMENT AND I WILL BE A LIMITED PARTNER. I*79697 NON-PROFIT ORGANIZATION; DUPAGE FOUNDATION; INVESTMENT RELATED: N; WHEATO I*107910 NON-PROFIT ORGANIZATION; UNIVERSITY SCHOOL OF MILWAUKEE; INVESTMENT RELATED: N; MILWAUKEE, WISCONSIN 53217; CHARITABLE ORGANIZATION; ADVISORY BOARD MEMBER; 8/31/2017; 3 HOUR(S) QUARTERLY; 0; DUTIES: USM IS A FRIENDLY AND INCLUSIVE COMMUNITY WHERE STUDENTS, FAMILIES, TEACHERS, STAFF, AND ALUMNI ALL COME TOGETHER TO CREATE AN OUTSTANDING ENVIRONMENT FOR STUDENTS TO THRIVE IN. I WILL BE A BOARD MEMBER FOCUSING ON THE DEVELOPMENT OF THE SCHOOL. KEEBECK COGNITIVE PARTNERS; INVESTMENT-RELATED; CHICAGO, ILLINOIS 60601; PRIVATE EQUITY FIRM; PERSONAL INVESTMENT; START DATE 4/2019; LESS THAN 2 HOURS/MONTH DURING TRADING HOURS; BL KEEBECK LLC, INVESTMENT-RELATED, STAMFORD, CONNECTICUT 06901, PERSONAL INVESTMENT FOR INDIRECT OWNERSHIP IN KEEBECK ALPHA, LP, AN SEC-REGISTERED RIA, MEMBER, START DATE 5/2019, LESS THAN 2 HOURS/MONTH DURING TRADING HOURS. KEEBECK REAL ESTATE, LLC; OWNER 100%, START DATE 11/2019, ENTITY CREATED TO INVEST IN DIRECT REAL ESTATE OPPORTUNITY; LESS THAN 1 HOURS/MONTH DURING TRADING HOURS; INVESTMENT RELATED; REAL ESTATE INVESTING; 150 N. RIVERSIDE PLAZA, SUITE 1850, CHICAGO, IL 60606,

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KEEBECK WEALTH MANAGEMENT

KEEBECK FAMILY WEALTH LLC | KEEBECK WEALTH MANAGEMENT LLC | KEEBECK WEALTH MANAGEMENT | KEEBECK PARTNERS, LLC

CRD#: 297496 / SEC#: 801-113573
RIA
Registered Investment Advisory firm - SEC (7/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(7/9/2018)
IAR
Texas
(5/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Bruce Keebeck Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Bruce

  • Financial Planning
  • Investment Management
  • Estate & Legacy Planning
  • Retirement Planning

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