Scott H. Briney
Professional summary
Scott Hamilton Briney is a registered financial advisor currently at CAPITAL ADVICE, LLC located in Plano, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Hamilton Briney's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2019 - Present
CAPITAL ADVICE, LLC
April 4, 2000 - March 28, 2019
CETERA WEALTH SERVICES, LLC
February 10, 2000 - March 28, 2019
CETERA WEALTH SERVICES, LLC
June 30, 1998 - February 17, 2000
LPL FINANCIAL LLC
February 7, 1992 - June 29, 1998
QUICK & REILLY, INC.
March 14, 1990 - December 18, 1990
PROSPERA FINANCIAL SERVICES, INC.
June 17, 1987 - March 17, 1988
CITIGROUP GLOBAL MARKETS INC.
April 25, 1986 - June 12, 1987
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/25/2019)
Exams
Series 8
Date: 7/22/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CAPITAL ADVICE, LLC
CRD#: 300414 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 2,118,399 |
Red Flags
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