Steven M. Bowles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Michael Bowles, CFP®, who also goes by Mike Bowles, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
June 15, 2001 - October 19, 2023
BOWLES FINANCIAL & INSURANCE GROUP, INC.
July 8, 1997 - August 31, 2023
OSAIC WEALTH, INC.
November 19, 1989 - August 31, 2023
OSAIC WEALTH, INC.
June 8, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
April 3, 1986 - June 11, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BOWLES FINANCIAL & INSURANCE GROUP, INC.
CRD#: 133828 / SEC#:
Contact information
Red Flags
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