John A. Hagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alfred Hagen, who also goes by John A Hagen, John Hagen, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 71 firms and has passed the Series 63, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - February 24, 2007
BRIMBERG & CO.
December 1, 2006 - February 24, 2007
GSF CAPITAL MARKETS, LLC
November 10, 2006 - February 27, 2007
ROTHSCHILD & CO REDBURN
July 14, 2006 - September 28, 2006
DIMENSION SECURITIES, LLC
May 31, 2006 - August 2, 2006
BDR RESEARCH LLC
March 13, 2006 - September 27, 2006
KBR CAPITAL MARKETS, LLC
January 30, 2006 - September 27, 2006
SG REAL ESTATE SECURITIES LLC
January 9, 2006 - September 27, 2006
GROUPARGENT SECURITIES, LLC
November 16, 2005 - September 27, 2006
EDEN FINANCIAL (USA) LIMITED
August 24, 2005 - September 27, 2006
G.F. INVESTMENT SERVICES, LLC
July 5, 2005 - February 24, 2007
CAPITAL PARTNERS SECURITIES LLC
June 24, 2005 - September 27, 2006
MADISON MARQUETTE SECURITIES LLC
April 6, 2005 - September 27, 2006
COLLINS STEWART INC.
March 23, 2005 - April 11, 2005
PARAGON CAPITAL PARTNERS, LLC
December 8, 2004 - April 26, 2006
EMERALD POINT CAPITAL, LLC
October 21, 2004 - November 10, 2004
REIGNS CAPITAL, LTD.
June 21, 2004 - September 27, 2006
PANAMERICAN CAPITAL SECURITIES LLC
April 21, 2004 - February 24, 2007
MUNICIPAL PARTNERS, LLC
February 20, 2004 - July 26, 2005
NUMIS SECURITIES LLC
February 10, 2004 - September 27, 2006
CADMAN SECURITIES, LLC
December 4, 2003 - September 27, 2006
ALTEA CAPITAL, LLC
November 25, 2003 - December 21, 2005
EXGEN SECURITIES LLC
November 17, 2003 - September 27, 2006
WHITEMARSH CAPITAL ADVISORS
October 27, 2003 - July 21, 2006
WATCH HILL ADVISORS LLC
September 3, 2003 - March 18, 2004
SEAVIEW SECURITIES LLC
August 25, 2003 - June 14, 2004
CANDLEWOOD SECURITIES, LLC
December 18, 2002 - May 2, 2005
ATLANTIC EQUITIES, LLC
May 20, 2002 - February 27, 2003
POLESTAR SECURITIES, LLC
April 23, 2002 - January 2, 2003
HUNTER ASSET MANAGEMENT, LLC
April 3, 2002 - December 6, 2005
ACKMAN ZIFF CHAZEN REALTY ADVISORS LLC
April 2, 2002 - May 22, 2002
MARWOOD GROUP
March 4, 2002 - August 8, 2002
MKM PARTNERS LLC
October 26, 2001 - November 10, 2003
CREATION CAPITAL LLC
August 24, 2001 - October 31, 2003
GERSON LEHRMAN GROUP BROKERAGE SERVICES LLC
July 20, 2001 - October 24, 2002
MONUMENT DISTRIBUTORS, INC.
July 16, 2001 - September 3, 2002
CROWN INVESTMENT BANKING, INC.
July 5, 2001 - December 21, 2001
TRUMARKETS, LLC
June 7, 2001 - December 10, 2003
CARLOS VEYTIA & ASSOCIATES, INC.
April 23, 2001 - November 26, 2001
SPEEDTRADER, INC
April 20, 2001 - September 27, 2006
HRH SECURITIES, LLC
March 29, 2001 - April 19, 2002
DIRECT INVESTMENT FINANCIAL GROUP, INC.
February 14, 2001 - June 27, 2002
RZB SECURITIES LLC
February 2, 2001 - July 5, 2001
ALLEN GLOBAL SECURITIES LLC
January 9, 2001 - February 4, 2002
NBGI SECURITIES INC.
January 8, 2001 - May 31, 2001
SAFDIE INVESTMENT SERVICES CORP.
December 14, 2000 - May 3, 2001
BLACKLAKE SECURITIES CORPORATION
October 12, 2000 - July 2, 2001
TRUMARKETS, LLC
September 26, 2000 - January 3, 2006
THE PRECURSOR GROUP BROKER-DEALER, LLC
July 19, 2000 - October 31, 2000
ASANTE PARTNERS LLC
July 18, 2000 - July 9, 2002
BRUNSWICK EMERGING MARKETS USA, INC.
June 20, 2000 - May 23, 2001
MADISON FINANCIAL MANAGEMENT LLC
June 15, 2000 - February 2, 2004
YORK STOCKBROKERS, INC.
May 31, 2000 - September 13, 2006
HFG HEALTHCO SECURITIES
February 3, 2000 - April 22, 2004
KBC SECURITIES INC.
June 16, 1999 - September 8, 1999
WEST SIDE CAPITAL, LLC
May 26, 1999 - May 2, 2000
WESTPORT PARTNERS LTD
March 22, 1999 - April 6, 1999
DEMCO PARTNERS, INC.
March 22, 1999 - November 12, 1999
JEROME P. GREENE & ASSOCIATES, LLC
February 2, 1999 - March 19, 2001
NEWBROOK SECURITIES, LLC
January 20, 1999 - August 23, 2000
INVESTOR'S ADVOCATE, LLC
October 8, 1998 - August 10, 2004
PRINCETON FINANCIAL GROUP, LLC
August 26, 1998 - February 25, 1999
BRUNSWICK WARBURG, INC.
August 7, 1998 - January 29, 1999
SINGER & FRIEDLANDER SECURITIES INC.
July 13, 1998 - September 27, 2006
AIA CAPITAL MARKETS LLC
July 7, 1998 - January 16, 2001
LIQUID ALTERNATIVE SECURITIES, INC.
June 18, 1998 - September 27, 2006
PROMETHEAN CAPITAL GROUP LLC
May 15, 1998 - July 16, 1998
SIGNATURE CAPITAL SECURITIES LLC
May 11, 1998 - September 27, 2006
UNIBANCO SECURITIES INC.
March 4, 1998 - June 11, 1998
WILLIAMS TRADING LLC
November 24, 1997 - August 4, 1998
MARINER GROUP CAPITAL MARKETS, LLC
November 20, 1997 - September 21, 1998
JOSEPH GUNNAR & CO. LLC
September 30, 1996 - April 2, 1997
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIMBERG & CO.
CRD#: 1315 / SEC#: , 8-5281
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
