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Suzanne Marie Hagmeyer

CRD# 1464414·Registered 1986 - 2016
Previously Registered: Being a previously registered professional could mean that Suzanne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Suzanne Marie Hagmeyer, who also goes by Suzanne S Hagmeyer, Suzanne Marie Sobol, Suzanne Sobol, was a registered financial advisor. Suzanne was a previously registered financial advisor and started their career in finance 1986 - 2016. Suzanne had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Suzanne S Hagmeyer, Suzanne Marie Sobol, Suzanne Sobol

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

KINGSBURY CAPITAL, INC.·CRD# 7638
BD
Evanston, IL
January 29, 2013 - December 12, 2016
CONCORDE ASSET MANAGEMENT, LLC·CRD# 140367
RIA
Naperville, IL
April 9, 2012 - April 9, 2012
CONCORDE INVESTMENT SERVICES, LLC·CRD# 151604
BD
Ann Arbor, MI
April 9, 2012 - April 9, 2012
WORLD EQUITY GROUP, INC.·CRD# 29087
RIA
Naperville, IL
March 2, 2009 - April 5, 2012
WORLD EQUITY GROUP, INC.·CRD# 29087
BD
Naperville, IL
March 2, 2009 - April 5, 2012
OSAIC SERVICES, INC.·CRD# 133763
RIA
Naperville, IL
July 6, 2006 - January 9, 2009
OSAIC SERVICES, INC.·CRD# 133763
BD
Naperville, IL
May 23, 2006 - January 9, 2009
TOWER SQUARE SECURITIES, INC.·CRD# 833
RIA
Des Plaines, IL
November 1, 2000 - June 1, 2006
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
Des Plaines, IL
January 12, 1999 - June 1, 2006
ADVANTAGE CAPITAL CORPORATION·CRD# 146
BD
Atlanta, GA
May 2, 1995 - January 1, 1999
FIRSTAR INVESTMENT SERVICES,INC.·CRD# 14536
BD
Morris Plains, NJ
April 11, 1991 - March 31, 1995
NAPER SECURITIES CORPORATION·CRD# 17545
BD
February 20, 1990 - April 15, 1991
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 19, 1986 - February 1, 1990

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Current Firm

KC
KINGSBURY CAPITAL, INC.

BLITZ, EDWIN C. | KINGSBURY CAPITAL, INC. | EDWIN C. BLITZ INVESTMENTS, INC. | EDWIN C. BLITZ INVESTMENTS

CRD#: 7638 / SEC#: 8-22741
BD
Terminated by SEC on 02/09/2020

Contact Information

Established

Illinois since 12/20/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KINGSBURY HOLDINGS, INC.SOLE SHAREHOLDER—
FINNERTY, DANIEL GERARDFINOP5602437
VELLON, WILLIAM DAVIDPRESIDENT1954258
WOLMARK, ASHER DOVCHIEF COMPLIANCE OFFICER2064857

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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