Glenn M. Barikmo
Professional summary
Glenn Michael Barikmo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Glenn had worked at 8 firms, which includes MAXIMUM FINANCIAL INVESTMENT GROUP INC., CINCINNATI ANALYSTS INC., MEADOWBROOK SECURITIES INC., MMS SECURITIES INC., BROADSTONE SECURITIES, ROBERT THOMAS SECURITIES INC, AMERIPRISE ADVISOR SERVICES INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2006 - September 30, 2008
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
March 22, 2005 - October 6, 2005
CINCINNATI ANALYSTS, INC.
April 25, 2002 - August 31, 2004
MEADOWBROOK SECURITIES INC.
March 22, 2002 - May 7, 2002
MMS SECURITIES, INC.
May 22, 2000 - March 22, 2002
BROADSTONE SECURITIES
December 21, 1994 - July 31, 2000
MEADOWBROOK SECURITIES INC.
October 13, 1994 - January 20, 1995
ROBERT THOMAS SECURITIES, INC
August 21, 1986 - October 5, 1994
AMERIPRISE ADVISOR SERVICES, INC.
February 27, 1986 - September 15, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 10/6/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 4/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MAXIMUM FINANCIAL INVESTMENT GROUP, INC.
CRD#: 40096 / SEC#: , 8-48960
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
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