Timothy B. Gibbons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Brian Gibbons, who also goes by Timothy Bryan Gibbons Sr, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1989 - April 21, 1989
SWINK & COMPANY, INC.
August 3, 1988 - September 27, 1988
J. B. HANAUER & CO.
April 8, 1988 - May 2, 1988
U.S. ASSOCIATES OF FLORIDA, INC.
August 10, 1987 - April 14, 1988
U.S. ASSOCIATES, INC.
July 17, 1987 - August 11, 1987
WESTCAP SECURITIES, L.P.
July 8, 1987 - July 22, 1987
U.S. ASSOCIATES, INC.
October 28, 1986 - July 28, 1987
SWINK & COMPANY, INC.
March 20, 1986 - August 19, 1986
FIRST INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SWINK & COMPANY, INC.
CRD#: 7111 / SEC#: , 8-19804
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
