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Todd Cameron Hunter Sr

CRD# 1463741·Registered 1986 - 2012
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Cameron Hunter SR, who also goes by Todd C Hunter, Todd Cameron Hunter, was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1986 - 2012. Todd had worked at 13 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd C Hunter, Todd Cameron Hunter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

DALTON STRATEGIC INVESTMENT SERVICES INC.·CRD# 23485
BD
Tallahassee, FL
December 23, 2010 - December 31, 2012
CANTELLA & CO., INC.·CRD# 13905
BD
Tallahassee, FL
March 3, 2008 - December 4, 2008
TRIAD ADVISORS LLC·CRD# 25803
BD
Tallahassee, FL
September 2, 2005 - February 28, 2006
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
January 29, 2005 - September 1, 2005
STRATEGIC WEALTH MANAGEMENT ADVISORS, INC.·CRD# 141186
RIA
Tallahassee, FL
January 20, 2005 - December 31, 2019
MOWELL FINANCIAL GROUP, NA·CRD# 105955
RIA
Tallahassee, FL
December 13, 2004 - December 7, 2005
MOWELL FINANCIAL GROUP, INC.·CRD# 8657
BD
Tallahassee, FL
February 17, 2004 - January 28, 2005
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Tallahassee, FL
June 30, 1999 - January 6, 2004
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
June 28, 1999 - January 6, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
May 5, 1993 - June 2, 1999
BARNETT INVESTMENTS, INC.·CRD# 14897
BD
Jacksonville, FL
November 5, 1991 - May 27, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 18, 1987 - November 6, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 16, 1987 - May 29, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
March 19, 1986 - March 20, 1987

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Current Firm

DS
DALTON STRATEGIC INVESTMENT SERVICES INC.

DALTON STRATEGIC INVESTMENT SERVICES INC.

CRD#: 23485 / SEC#: 8-40545
BD
Terminated by SEC on 03/30/2015

Contact Information

Established

Indiana since 05/19/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DALTON, STEVEN MARKCHIEF COMPLIANCE OFFICER1059214
DALTON, STEVEN MARKPRESIDENT1059214

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 1999About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Sep 1999About the Series 9 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 1995About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jul 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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