Todd C. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Cameron Hunter SR, who also goes by Todd C Hunter, Todd Cameron Hunter, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1986. Todd had worked at 13 firms and has passed the Series 63, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2010 - December 31, 2012
DALTON STRATEGIC INVESTMENT SERVICES INC.
March 3, 2008 - December 4, 2008
CANTELLA & CO., INC.
September 2, 2005 - February 28, 2006
TRIAD ADVISORS LLC
January 29, 2005 - September 1, 2005
KESTRA INVESTMENT SERVICES, LLC
January 20, 2005 - December 31, 2019
STRATEGIC WEALTH MANAGEMENT ADVISORS, INC.
December 13, 2004 - December 7, 2005
MOWELL FINANCIAL GROUP, NA
February 17, 2004 - January 28, 2005
MOWELL FINANCIAL GROUP, INC.
June 30, 1999 - January 6, 2004
RAYMOND JAMES & ASSOCIATES, INC.
June 28, 1999 - January 6, 2004
RAYMOND JAMES & ASSOCIATES, INC.
May 5, 1993 - June 2, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 5, 1991 - May 27, 1993
BARNETT INVESTMENTS, INC.
May 18, 1987 - November 6, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 1987 - May 29, 1987
LEHMAN BROTHERS INC.
March 19, 1986 - March 20, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DALTON STRATEGIC INVESTMENT SERVICES INC.
CRD#: 23485 / SEC#: , 8-40545
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
