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Timothy G. Temple

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CRD#: 1463478
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Glenn Temple was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 53 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 14, 2017 - August 31, 2020

GOVERNMENT CAPITAL SECURITIES CORPORATION

BD
CRD#: 46850
SOUTHLAKE, TX
Past

March 8, 1999 - August 20, 2013

GOVERNMENT CAPITAL SECURITIES CORPORATION

BD
CRD#: 46850
SOUTHLAKE, TX
Past

July 1, 1996 - May 28, 1998

SUPERIOR FINANCIAL GROUP, INC.

BD
CRD#: 35529
LB29 DALLAS, TX
Past

August 13, 1993 - January 15, 1996

CANNARSA INVESTMENTS INC.

BD
CRD#: 1381
MUSKOGEE, OK
Past

October 10, 1991 - June 23, 1993

HARRIS SECURITIES, INC.

BD
CRD#: 16587
DALLAS, TX
Past

August 21, 1986 - November 12, 1991

BARRE & COMPANY, INCORPORATED

BD
CRD#: 8342
DALLAS, TX
Past

March 5, 1986 - May 28, 1986

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


GC
GOVERNMENT CAPITAL SECURITIES CORPORATION
GOVERMENT CAPITAL SECURITIES CORP | GOVERNMENT CAPITAL SECURITIES CORPORATION

CRD#: 46850 / SEC#: , 8-51555

BD
Terminated by SEC on 10/30/2020
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 01/25/1999
Firm type
Corporation
Fiscal year end
December
# of Employees

Direct owners and executive officers


NamePositionCRD#
SHIREY, STEWART CONIBEAROWNER
TEMPLE, TIMOTHY GLENNOWNER1463478
CARSON, D'ANNE BOWDENCHIEF COMPLIANCE OFFICER1537421
CHRISTENSEN, THEODORE ANTHONYPRESIDENT1352462

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GOVERNMENT CAPITAL SECURITIES CORPORATION

CRD#: 46850

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