Timothy G. Temple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Glenn Temple was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1986. Timothy had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - August 31, 2020
GOVERNMENT CAPITAL SECURITIES CORPORATION
March 8, 1999 - August 20, 2013
GOVERNMENT CAPITAL SECURITIES CORPORATION
July 1, 1996 - May 28, 1998
SUPERIOR FINANCIAL GROUP, INC.
August 13, 1993 - January 15, 1996
CANNARSA INVESTMENTS INC.
October 10, 1991 - June 23, 1993
HARRIS SECURITIES, INC.
August 21, 1986 - November 12, 1991
BARRE & COMPANY, INCORPORATED
March 5, 1986 - May 28, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOVERNMENT CAPITAL SECURITIES CORPORATION
CRD#: 46850 / SEC#: , 8-51555
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.