David R. Tillou
Professional summary
David Richard Tillou is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Lakeville, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Richard Tillou's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2017 - Present
ALPHASTAR CAPITAL MANAGEMENT
January 31, 2017 - October 30, 2017
AE WEALTH MANAGEMENT, LLC
January 26, 2009 - November 18, 2010
VOYA FINANCIAL ADVISORS, INC.
October 8, 1990 - February 4, 2009
SECURIAN FINANCIAL SERVICES, INC.
September 21, 1988 - February 4, 2009
CRI SECURITIES, LLC
May 1, 1986 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/2/2017)
(7/31/2018)
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 |
Red Flags
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