Victoria E. Hedges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Ellen Hedges, CFP®, who also goes by Tori Banghart, Tori Hedges, VIctoria Banghart Hedges, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1986. Victoria had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2001 - November 2, 2023
SECURITIES AMERICA, INC.
June 4, 1998 - May 8, 2000
IDS LIFE INSURANCE COMPANY
June 4, 1998 - May 8, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 1995 - June 12, 1996
COMERICA SECURITIES
September 27, 1993 - January 1, 1995
COMERICA FINANCIAL SERVICES, INC.
August 5, 1993 - June 3, 1996
FIMCO SECURITIES GROUP, INC.
September 27, 1990 - October 4, 1993
NORTHPARK SECURITIES INC.
December 1, 1989 - October 1, 1990
MOMENTUM INDEPENDENT NETWORK INC.
November 9, 1987 - December 13, 1989
TRADESTAR INVESTMENTS,INC.
September 22, 1987 - November 9, 1987
MPACT BROKERS INC.
May 20, 1986 - June 26, 1987
MARK TWAIN BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
