Derek A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Andrew Jones was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1986. Derek had worked at 6 firms and has passed the Series 63, Series 86, Series 87, Series 16, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2012 - November 21, 2013
FURTHER LANE SECURITIES, L.P.
March 24, 2004 - January 12, 2007
INVESTORS CAPITAL CORP.
September 26, 2003 - March 30, 2004
JANUS HENDERSON DISTRIBUTORS US LLC
June 15, 1999 - April 30, 2003
PORTIGON SECURITIES INC.
April 3, 1987 - November 2, 1987
J.P. MORGAN EQUITIES INC.
May 1, 1986 - March 29, 1999
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
FURTHER LANE SECURITIES, L.P.
CRD#: 38162 / SEC#: , 8-48207
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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