James Callahan
Professional summary
James Callahan is a registered financial advisor currently at PENTALPHA CAPITAL GROUP located in Greenwich, Connecticut and PENTALPHA CAPITAL, LLC located in Greenwich, Connecticut.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2006 - Present
PENTALPHA CAPITAL GROUP
Office #1: 2 Greenwich Office Park, Greenwich, CT 06831January 23, 1997 - Present
PENTALPHA CAPITAL, LLC
Office #1: 2 Greenwich Office Park, Greenwich, CT 06831Office #2: 2 Greenwich Office Park, Greenwich, CT 06831July 22, 1998 - December 31, 2005
PENTALPHA CAPITAL GROUP
April 3, 1995 - February 5, 1997
MERIT CAPITAL ASSOCIATES, INC.
June 16, 1992 - December 22, 1994
PRUDENTIAL EQUITY GROUP, LLC
February 19, 1986 - March 31, 1992
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/1997)
(1/30/1997)
(5/31/2006)
(10/26/2007)
(5/25/1999)
(3/18/1997)
(2/12/1997)
(7/19/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PENTALPHA CAPITAL GROUP
CRD#: 122680 / SEC#:
Contact information
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