Gregory J. Mcginn
Professional summary
Gregory James Mcginn, who also goes by Gregory J Mcginn, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Dubuque, Iowa and INVESTMENT PLANNERS, INC. located in Dubuque, Iowa.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Gregory has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory James Mcginn's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2009 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 3255 Foothill Ct., Dubuque, IA 52001June 2, 2009 - Present
INVESTMENT PLANNERS, INC.
Office #1: 3388 Kennedy Circle Suite F, Dubuque, IA 52002April 29, 2008 - June 8, 2009
RBC CAPITAL MARKETS, LLC
March 2, 1998 - June 8, 2009
RBC CAPITAL MARKETS, LLC
March 20, 1986 - March 2, 1998
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2009)
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(6/2/2009)
(7/1/2021)
(6/2/2009)
Exams
FINRA
Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
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