Barbara L. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Lee White, who also goes by Barbara Lee Vanderwey, Barbara Williams, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1986. Barbara had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2000 - December 31, 2003
DANIELSON FINANCIAL GROUP
September 30, 1999 - November 30, 2015
LPL FINANCIAL LLC
August 20, 1999 - November 30, 2015
LPL FINANCIAL LLC
January 20, 1999 - June 22, 1999
SEIBT FINANCIAL SERVICES, INC
January 6, 1995 - December 9, 1998
BA INVESTMENT SERVICES, INC.
January 1, 1994 - December 15, 1994
ROBERT W. BAIRD & CO. INCORPORATED
January 1, 1994 - January 17, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 25, 1989 - April 3, 1991
FIRST AFFILIATED SECURITIES
September 7, 1988 - August 25, 1989
PFG SECURITIES, INC.
May 28, 1987 - September 7, 1988
KORN, WOMACK, STERN AND ASSOCIATES, INC.
February 20, 1986 - June 4, 1987
JHM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
