Lynda J. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynda Jester Ross, who also goes by Lynda Wingfield Jester, Lynn Jester, Lynda Jester Roy, Lynda Roy, was a registered financial professional .
Lynda is a previously registered financial professional and started their career in finance in 1987. Lynda had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2013 - December 12, 2014
SIMMONS FIRST CAPITAL MANAGEMENT, INC.
October 6, 2000 - March 13, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 5, 2000 - September 6, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 20, 1987 - November 29, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIMMONS FIRST CAPITAL MANAGEMENT, INC.
CRD#: 137713 / SEC#: 801-65890
Contact information
Red Flags
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