Sharon R. Treiser

MANNING & NAPIER ADVISORS

Naples, FL

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CRD#: 1462427

Professional summary

Sharon Roman Treiser, who also goes by Sharon Eileen Roman, is a registered financial advisor currently at MANNING & NAPIER ADVISORS, LLC located in Naples, Florida.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Sharon has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sharon Eileen Roman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE AND INVESTMENT ADVISOR REPRESENTATIVE OF MANNING & NAPIER ADVISORS, LLC, AN AFFILIATED REGISTERED INVESTMENT ADVISOR. Entity Name: Naples Woman's Club Investment related: Yes Address: 570 Naples, FL www.GFWCNaplesWomansClub.ORG Nature of the other business: Charitable activities/Scholarships for young women and supporting the Shelter for Abused Women and Children Position/Title/Relationship: Board Member Start Date: 11-Jan-2018 Approximate # of hours a month: 2 hours per month Approximate # of hours during securities trading hours: 1 hour per month Briefly describe your duties: Committee has been formed to assist the NWC Finance Committee. My role will be to review the appropriate asset allocation of their funds

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Roman Treiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

Naples, FL

Past

August 31, 2023 - April 7, 2025

CRD#: 10205

LAVISTA, NE

Past

July 31, 1993 - October 30, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 15, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 7, 1988 - January 14, 1993

HERITAGE INVESTMENT SECURITIES INC.

CRD#: 8304

NAPLES, FL

Past

October 17, 1986 - June 7, 1988

NEWHARD, COOK & CO. INCORPORATED

CRD#: 619

Past

April 14, 1986 - October 28, 1986

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

February 19, 1986 - March 25, 1986

WALL STREET CAPITAL CORPORATION

CRD#: 13847

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC

CRD#: 105992 / SEC#: 801-10733

RIA

Registered Investment Advisory firm - (6/4/1975 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2023)

IAR

New York
(12/8/2023)

IAR

Utah
(4/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Series 24

Date: 5/6/2000

General Securities Principal Examination

Current Firm

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER ADVISORS INC | MANNING & NAPIER ADVISORS, LLC

CRD#: 105992 / SEC#: 801-10733

RIA

Registered Investment Advisory firm - (6/4/1975 Approved)

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Contact information

Main Address

290 Woodcliff Drive, Fairport, NY 14450

Mailing Address

Phone number

(585) 325-6880

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MNA ADV PART 2A WEALTH MANAGEMENT (9/12/2025)

MNA WM ENVESTNET FORM ADV PART 2A (9/12/2025)

MNA PART 2A ASSET MANAGEMENT (6/18/2025)

Regulatory assets under management

Total Number of Accounts	4,279
AUM (Assets Under Management)	$ 18,406,580,736

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/23/2024	Cover Page	Report
12/21/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sharon R. Treiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Roman Treiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANNING & NAPIER INVESTOR SERVICES, INC.

J.P. MORGAN SECURITIES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

MBSC, LLC

MBSC, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

HBKS WEALTH ADVISORS

CAP PRO BROKERAGE SERVICES, INC.

SECURITIES AMERICA, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

HERITAGE INVESTMENT SECURITIES INC.

NEWHARD, COOK & CO. INCORPORATED

E. F. HUTTON & COMPANY INC

WALL STREET CAPITAL CORPORATION

Primary Firm SEC Registration

MANNING & NAPIER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2023

Series 65

Date: 5/17/1996

Series 63

Date: 3/5/1986

Series 7TO

Date: 12/15/2022

SIE

Date: 10/1/2018

Series 7

Date: 2/15/1986

Series 24

Date: 5/6/2000

Current Firm

MANNING & NAPIER ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MANNING & NAPIER ADVISORS, LLC

TRUST BUT VERIFY

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