Michael A. Beatty
Professional summary
Michael Alan Beatty is a registered financial advisor currently at PRESCOTT INVESTOR SERVICES, INC. located in Prescott, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Alan Beatty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 1994 - Present
PRESCOTT INVESTOR SERVICES, INC.
Office #1: 747 Whipple Street, Prescott, AZ 86301April 23, 1993 - June 3, 1994
SECURITIES AMERICA, INC.
February 13, 1989 - March 31, 1993
GENEVA SECURITIES,INC.
February 28, 1986 - March 14, 1989
LAWSON FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/26/1994)
Exams
Current Firm
PRESCOTT INVESTOR SERVICES, INC.
CRD#: 114468 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 56,052,081 |
Red Flags
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