William M. Kimball
Professional summary
William Morris Kimball, who also goes by Bill Kimball, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Morris Kimball's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2013 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 17300 Preston Rd Ste 260, Dallas, TX 75252September 15, 2010 - February 22, 2011
TITAN SECURITIES
February 12, 2001 - October 7, 2008
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
November 9, 1999 - November 24, 1999
LORING WARD SECURITIES INC.
September 14, 1989 - October 5, 1999
PRINCIPAL SECURITIES, INC.
March 26, 1986 - June 26, 1989
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 12, 1986 - July 23, 1987
STANFORD FINANCIAL RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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Company Information
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869Dallas, TX 75252TRUST BUT VERIFY
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