Stephen D. Pizzuti
Professional summary
Stephen Douglas Pizzuti was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Stephen had worked at 9 firms, which includes FREEDOM INVESTORS CORP., EVALUVEST DIRECT INVESTMENTS INC., MERRIMAC CORPORATE SECURITIES INC., TEAM ADVISORY CORPORATE INC., ALLEN DOUGLAS SECURITIES INC., FAS WEALTH MANAGEMENT SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, BILTMORE SECURITIES INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2013 - March 31, 2017
FREEDOM INVESTORS CORP.
May 28, 2008 - December 31, 2008
EVALUVEST DIRECT INVESTMENTS, INC.
January 15, 2003 - May 15, 2015
MERRIMAC CORPORATE SECURITIES, INC.
January 5, 2000 - December 31, 2011
TEAM ADVISORY CORPORATE, INC.
May 23, 1997 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
July 8, 1994 - November 3, 1997
FAS WEALTH MANAGEMENT SERVICES, INC.
January 2, 1992 - July 20, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 12, 1990 - January 2, 1992
BILTMORE SECURITIES, INC.
April 23, 1986 - November 1, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
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