Bibi Rafikh-swenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bibi Rafikh-swenson, who also goes by Bibi F Rafikh, Bibi Rafikh, Bibi F Rafikh-swenson, Bibi Farena Rafikh-swenson, Bibi Farena Rafikhswenson, Bibi Rafikhswenson, was a registered financial professional .
Bibi is a previously registered financial professional and started their career in finance in 1987. Bibi had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2021 - May 5, 2026
N.A. INVESTCORP LLC
May 25, 2021 - September 9, 2021
BARCLAYS CAPITAL INC.
April 18, 2012 - December 28, 2015
BARCLAYS CAPITAL INC.
April 18, 2012 - January 29, 2021
BARCLAYS CAPITAL INC.
November 29, 2010 - May 8, 2012
GOLDMAN SACHS & CO. LLC
June 1, 2009 - November 26, 2010
MORGAN STANLEY
June 1, 2009 - November 26, 2010
MORGAN STANLEY
March 29, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 20, 1992 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 3, 1991 - January 31, 1992
J.P. MORGAN SECURITIES LLC
March 24, 1987 - August 29, 1991
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
N.A. INVESTCORP LLC
CRD#: 134162 / SEC#: , 8-66812
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | SHAREHOLDER | |
| GOLDCHAIN, SCOTT DAVID | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3276936 |
| MURPHY, BRIAN JOSEPH | SECRETARY | 1720020 |
| QASIMI, SAMI | CHIEF COMPLIANCE OFFICER | 5640450 |
| SHEA, PATRICK OFARRELL | HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL | 838154 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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