Bibi Rafikh-swenson
Professional summary
Bibi Rafikh-swenson, who also goes by Bibi F Rafikh, Bibi Rafikh, Bibi F Rafikh-swenson, Bibi Farena Rafikh-swenson, Bibi Farena Rafikhswenson, Bibi Rafikhswenson, is a registered financial professional currently at N.A. INVESTCORP LLC located in New York, New York.
Bibi is registered as a RR (Registered Representative) and started their career in finance in 1987. Bibi has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bibi Rafikh-swenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2021 - Present
N.A. INVESTCORP LLC
Office #1: 280 Park Avenue 39th Floor, New York, NY, 10017Office #2: 280 Park Avenue 39th Floor, New York, NY, 10017May 25, 2021 - September 9, 2021
BARCLAYS CAPITAL INC.
April 18, 2012 - December 28, 2015
BARCLAYS CAPITAL INC.
April 18, 2012 - January 29, 2021
BARCLAYS CAPITAL INC.
November 29, 2010 - May 8, 2012
GOLDMAN SACHS & CO. LLC
June 1, 2009 - November 26, 2010
MORGAN STANLEY
June 1, 2009 - November 26, 2010
MORGAN STANLEY
March 29, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 20, 1992 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 3, 1991 - January 31, 1992
J.P. MORGAN SECURITIES LLC
March 24, 1987 - August 29, 1991
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2021)
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(9/10/2021)
(9/12/2021)
(9/10/2021)
Exams
FINRA
Current Firm
N.A. INVESTCORP LLC
CRD#: 134162 / SEC#: , 8-66812
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | SHAREHOLDER | |
| GOLDCHAIN, SCOTT DAVID | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3276936 |
| MURPHY, BRIAN JOSEPH | SECRETARY | 1720020 |
| QASIMI, SAMI | CHIEF COMPLIANCE OFFICER | 5640450 |
| SHEA, PATRICK OFARRELL | HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL | 838154 |
Red Flags
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